題目

?Which of the following is an example of market abuse??

A

?An employee who sells shares in their company at a profit?

B

?A finance director who makes a deliberately deceptive profit forecast?

C

?An individual who buys a company's shares on the advice of a broker?

D

Timing the sale of a company office building so that the sale proceeds are included in the accounts of?the current financial year?

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Chapter22Fraudulentandcriminalbehaviour

Market abuse involves the deliberate manipulation of the stock market or those trading in the stockmarket. The issue of a deliberately deceptive profit forecast misleads the market about the company'sprospects and is considered market abuse.

多做幾道

Which of the following is a remedy available under the civil law??

A

A fine?

B

?Imprisonment?

C

?Damages

All criminal law cases begin in which of the following courts?

A

The County Court

B

The Magistrate's Court?

C

The Crown Court

The Queen's Bench, Family and Chancery are all division of which court??

A

Crown Court?

B

?Supreme Court?

C

High Court

?Which of the following statements concerning cases brought before a Magistrate's Courts is correct??

A

The case is decided by the Magistrate rather than a jury?

B

Only criminal cases are heard at a Magistrate's Court?

C

Appeals are made directly to the Court of Appeal?

Which of the following offences would only be heard at a Magistrate's Court??

A

An indictable offence?

B

A summary offence?

C

?A 'triable either way' offence?

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