篩選結(jié)果 共找出45題

?Insider dealing is a criminal offence.?

A

True?

B

False

?Which one of the following is not a UK offence relating to money laundering??

A

?Concealing the proceeds of criminal activity?

B

Tipping off?

C

Dealing in price affected securities?

D

?Failing to report suspicion of money laundering?

In the offence of money laundering, what is the name given to the initial disposal of the proceeds of criminal activity?

A

Placement

B

Layering

C

Integration

Which of the following is a defence to a charge of insider dealing?

A

The individual had reasonable grounds to believe that the information was about to be published

B

The individual had no expectation of profit

C

The individual was not seeking to profit from the transaction personally

D

The individual had reasonable grounds to believe their action was in the public interest

?Define money laundering.?

What is placement??

材料全屏

Vlad generates a substantial income from illegal tax evasion and sought advice from Gloria (his personal accountant) on how to dispose of his illegal earnings. Gloria suggested that to disguise the source of the funds, Vlad should purchase a chain of restaurants and pass his gains from the illegal operation through the restaurants' accounts. Vlad agreed with Gloria’s proposal and appointed her as the restaurant chain’s finance director and together they passed the illegal money through the operation.

25

【論述題】

State the offence of money laundering.

State whether Gloria has any liability for money laundering.

State whether Vlad has any liability for money laundering.

材料全屏

In January the board of directors of Huge plc decided to make a takeover bid for Large plc. After the decision?was taken, but before it is announced, the following chain of events occurs:?

(1) Slye, a director of Huge plc, buys shares in Large plc?

(2) Slye tells his friend Mate about the likelihood of the takeover and Mate buys shares in Large plc?

(3) At a dinner party Slye, without actually telling him about the takeover proposal, advises his brother?Tim to buy shares in Large plc and Tim does so?

28

【論述題】

?State whether Slye committed insider dealing when he bought shares in Large plc?