題目
材料全屏

?Jaz plc is listed on the London Stock Exchange. Kip works for Jaz plc as an accountant. Whilst drawing up?the annual accounts, Kip noticed that Jaz plc's profits were better than anyone could have expected. As a?consequence of this knowledge, he bought shares in Jaz plc before its good results were announced. He?made a substantial profit on the share dealing. Kip also told his friend Lu about the results before they were?announced. Lu also bought shares in Jaz plc.?

43

【論述題】

State the definition of inside information?

掃碼查看暗號(hào)，即可獲得解鎖答案！

點(diǎn)擊獲取答案
考點(diǎn)：Chapter22Fraudulentandcriminalbehaviour

?The Criminal Justice Act 1993 defines inside information as information:?

? Relating to particular securities?

? Being specific or precise?

? Not made public?

? Likely to have a significant effect on the price of securities?

多做幾道

材料全屏

Vlad generates a substantial income from illegal tax evasion and sought advice from Gloria (his personal accountant) on how to dispose of his illegal earnings. Gloria suggested that to disguise the source of the funds, Vlad should purchase a chain of restaurants and pass his gains from the illegal operation through the restaurants' accounts. Vlad agreed with Gloria’s proposal and appointed her as the restaurant chain’s finance director and together they passed the illegal money through the operation.

25

【論述題】

State the offence of money laundering.

State whether Gloria has any liability for money laundering.

State whether Vlad has any liability for money laundering.

材料全屏

In January the board of directors of Huge plc decided to make a takeover bid for Large plc. After the decision?was taken, but before it is announced, the following chain of events occurs:?

(1) Slye, a director of Huge plc, buys shares in Large plc?

(2) Slye tells his friend Mate about the likelihood of the takeover and Mate buys shares in Large plc?

(3) At a dinner party Slye, without actually telling him about the takeover proposal, advises his brother?Tim to buy shares in Large plc and Tim does so?

28

【論述題】

?State whether Slye committed insider dealing when he bought shares in Large plc?

?State whether Mate has any liability for insider dealing?

最新試題

該科目易錯(cuò)題

該題目相似題